| Job Location | Saudi Arabia, Riyadh |
| Education | Not Mentioned |
| Salary | Not Mentioned |
| Industry | Other |
| Functional Area | Not Mentioned |
Compliance SpecialistRiyadhWork Type: Full TimeWe are looking for someone passionate about building the next big thing and making a true impact in the region.Key Responsibilities:Administering Relevant Policies & Procedures - Review and advise on areas of regulatory change and applicable best practices and update the relevant manuals and procedures as necessary.Liaising with Regulators - Maintain close liaison with the relevant regulatory bodies and obtain any necessary licenses, and consents, make ad hoc notifications, file periodic regulatory returns, and provide information upon request.Provision of Advice & Support - Review any marketing materials and make the necessary AML/KYC checks promptly to ensure compliance with regulatory requirements. Provide guidance and advice to the Board and senior management on any local regulatory matters.Compliance Monitoring and Management Reporting - Conducting quarterly compliance monitoring and surveillance, reporting to the Board and senior management on the appropriateness and effectiveness of the Firms systems and controls, and implementing any required. enhancements.Record Keeping - Maintain proper records about controllers, senior management apportionment, authorized individuals, breaches, fitness and propriety, complaints, training and competence, conflicts identification and management, communications and marketing, client-related documentation, regulatory returns, and notifications made.Filing of Regulatory Returns - Preparation and filing of all required reports.CompetenciesKnowledgeable and comfortable with regulation.Attention to detail and strong analytical skills.Excellent written and verbal communication skills.Nice-to-haveExperience with retail clients.Certified Anti-Money Laundering Specialist (ACAMS).BenefitsMarket-standard compensation;Generous Employee Stock Ownership Plan in line with our belief that our employees should be owners of the company and not just contributors;Youll never have to pay for our premium paid plans ;)Being part of a founding team building something revolutionary in FinTech in the region.
Keyskills :
Compliance regulation ACAMS Kyc Surveillance Reporting Aml
InvestSky
Job Source: investsky.freshteam.com
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