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Head Of Compliance

5.00 to 6.00 Years   Riyadh, Saudi Arabia   15 Feb, 2022
Forefront Middle East
1 Jobs Openings
Job LocationRiyadh, Saudi Arabia
EducationBachelor's degree / higher diploma
SalaryNot Mentioned
IndustryFinancial Services
Functional AreaNot Mentioned

Job Description

Our client is a leading regulated Wealth Management company in the Market that preserves multi-generational wealth of clients in the GCC. It identifies investment, assess Return on Investment, and manage clients? portfolios.It is currently looking for a Head of Compliance to join its team.The Head of Compliance ensures compliance with local and international regulatory requirements, liaises and follows up with different stakeholders on compliance issues, conducts regular compliance review and preparation of compliance reports.The role will report to the Board Director of Group Company. The role would require the candidate to possess a strong control, audit and management mindset and in particular a good understanding of international regulatory requirements.Head of Compliance Responsibilities:

  • Monitor compliance/ corporate governance/CRS/FATCA requirements for KSA and overseas offices
  • Carry out MLRO tasks for KSA and overseas offices
  • Carry out regular compliance tests and reviews for external regulatory requirements
  • Prepare internal MIS and compliance reports
  • Prepare communication and correspondences for the regulator
  • Follow up and liaise with other departments on regulatory reporting requirements
  • Ensure compliance with certain internal policies and procedures managed by Compliance unit
  • Act as coordination for regular policies and procedures updates across the firm
  • Monitor level of services with the overseas compliance vendors
  • Ensure unbiased presentation of performance report s for client letters and presentations
  • Prepare training material for internal usage
  • Supervise on various projects undertaken by Compliance department
  • Ensure compliance with AML/KYC requirements including AML assessment
  • Monitor AML/KYC matters and other clients documentation
  • Manage other administrative compliance tasks including and not limited to maintain the compliance internal site and compliance policies and procedures
  • Coordinate external auditor requirements

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