Senior Compliance Officer (f/m/d)

Job Description

Senior Compliance Officer (f/m/d)OverviewRole: Senior Compliance Officer (f/m/d) (UCITS/AIF) (PID 8181) Location: Hesperange (Luxembourg) Apply NowFundRock Management Company S.A. (FRMC)as part ofApex Groupis a leading independent third-party Fund Management Company providing management company services to Luxembourg, Ireland and UK domiciled collective investment schemes in accordance with the respective regulations. FRMC provides substance through solid Risk management, Oversight, Compliance, as well as through the comprehensive Knowledge of its strong team. The company´s multinational team is well placed to support asset managers across borders with local market insight and global connectivity.We are currently looking for aSenior Compliance Officerto support our growing operations in theCompliancedepartment. * Conduct independently initial and ongoing due diligence reviews on clients and delegates incl. KYC/AML identification* Perform compliance control missions in line with the Compliance Monitoring Plan;* Drafting and review of in-house Compliance procedures* Proactively identify, analyse and report compliance risks* Perform impact assessments of ongoing regulatory requirements* Assess the regulatory implications of new product launches and service extensions* Along with the Head of Compliance being the first point of contact for the regulator, maintaining an open and positive working relationship and ensure high quality in any correspondence* Act as AML Officer for investment vehicles* Provide Compliance advise to other departments and Apex Group companies* University degree in Law, Economics or comparable professional education in relevant fields* Professional experience of minimum 5 years in the field of Compliance in Luxembourg, preferably regarding investment funds and management companies/ AIFMs* Ability to handle sensitive situations in a confidential and professional manner* Excellent knowledge of the Luxembourg regulatory framework including AML/KYC, Delegation Oversight, UCITS, AIFMD* Self-organized and able to work accurately* Pro-active and team-oriented* Proficiency in MS Office* Fluent in English, any other language is considered an asset* A genuinely unique opportunity to be part of an expanding large global business;* A friendly, co-operative and supportive environment;* An opportunity to work with complete Funds structures and multiple forms of legal entities;* Training and development opportunities.We are an equal opportunity employer and ensure that no applicant is subject to less favourable treatment on the grounds of gender, gender identity, marital status, race, colour, nationality, ethnicity, age, sexual orientation, socio-economic, responsibilities for dependants, physical or mental disability. Any hiring decision are made on the basis of skills, qualifications and experiences. We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society and the planet. If you are looking to take that next step in your career and are ready to work for a high performing organisation, alongside talented people who take pride in delivering great results, please submit your application (with your CV, cover letter, availability and salarys expectations) to our dedicated email address: jobs@lri-group.lu Working here I have the space to be creative, take ownership and develop continuously. Its a great company with a purpose, which in turn enables its people to identify with the core values and mission. Diane Mero, Office Manager, Dubai You can find out more about this in our You can find out more about this in our

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