Generating an investment policy statement, outlining our clients? investment objectives.
Constructing successful investment portfolios informed by market conditions and economic trends.
Buying and selling securities in client accounts to maintain a specific investment strategy, or to reach an investment objective.
Determining acceptable risk levels for clients based on time frames, risk preferences, return expectations, and market conditions.
Maintaining new and existing client relationships, including informing clients of market conditions, updating them on investment research and economic trends, and meeting with them to discuss their portfolio performance and investment objectives.
Evaluating the performance of investment portfolios and ensuring compliance with standards provided by regulatory organizations, including conformance with investor disclosures, privacy laws, anti-money laundering requirements, and anti-fraud measures.
Prospecting for new clients.
Staying up to date with relevant investment and trading news, and economic trends.
